4//SEC Filing
GERACI JOSEPH ANTHONY II 4
Accession 0001104659-22-102757
CIK 0001425355other
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 7:33 PM ET
Size
8.8 KB
Accession
0001104659-22-102757
Insider Transaction Report
Form 4
GERACI JOSEPH ANTHONY II
DirectorChief Financial Officer10% Owner
Transactions
- Award
Common Stock
2022-09-22$2.05/sh+9,908$20,311→ 325,687 total
Holdings
- 128,915(indirect: By LLC)
Common Stock
- 315,779
Common Stock
- 7,677(indirect: By Spouse)
Common Stock
- 445(indirect: By Children)
Common Stock
Footnotes (4)
- [F1]A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F2]Of the reported amount, 10,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.
- [F3]Shares were acquired by the reporting person pursuant to a stock award made by the issuer, upon approval of the full Board of Directors and election of the reporting person, in lieu of regular cash compensation (net of taxes) payable for the fiscal quarter ended September 30, 2022. The reported price is the closing market price of the common stock on the date of the stock award.
- [F4]These common shares were transferred as a bona fide gift but remain "beneficially owned" under 17 CFR 240.13d-3. The reporting person disclaims beneficial ownership of these shares.
Documents
Issuer
Mill City Ventures III, Ltd
CIK 0001425355
Entity typeother
Related Parties
1- filerCIK 0001394647
Filing Metadata
- Form type
- 4
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 7:33 PM ET
- Size
- 8.8 KB