Home/Filings/4/0001104659-22-108948
4//SEC Filing

Ponton Brett 4

Accession 0001104659-22-108948

CIK 0001428875other

Filed

Oct 13, 8:00 PM ET

Accepted

Oct 14, 7:06 PM ET

Size

28.1 KB

Accession

0001104659-22-108948

Insider Transaction Report

Form 4
Period: 2022-10-12
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2022-10-1255,9780 total
    Common Stock (55,978 underlying)
  • Disposition to Issuer

    Common Stock

    2022-10-1212,9140 total
  • Award

    Performance-based Restricted Stock Units

    2022-10-12+28,33182,281 total
    From: 2022-10-12Exp: 2022-10-12Common Stock (28,331 underlying)
  • Award

    Performance-based Restricted Stock Units

    2022-10-12+19,47719,477 total
    From: 2022-10-12Exp: 2022-10-12Common Stock (19,477 underlying)
  • Award

    Performance-based Restricted Stock Units

    2022-10-12+34,47353,950 total
    From: 2022-10-12Exp: 2022-10-12Common Stock (34,473 underlying)
  • Disposition to Issuer

    Performance-based Restricted Stock Units

    2022-10-1282,2810 total
    From: 2022-10-12Exp: 2022-10-12Common Stock (82,281 underlying)
  • Disposition to Issuer

    Employee Stock Options

    2022-10-127,3800 total
    Exercise: $40.67Exp: 2028-09-15Common Stock (7,380 underlying)
  • Disposition to Issuer

    Employee Stock Options

    2022-10-1219,9670 total
    Exercise: $45.96Exp: 2029-03-03Common Stock (19,967 underlying)
  • Disposition to Issuer

    Employee Stock Options

    2022-10-1214,7620 total
    Exercise: $40.67Exp: 2028-09-15Common Stock (14,762 underlying)
  • Disposition to Issuer

    Employee Stock Options

    2022-10-1239,9340 total
    Exercise: $45.96Exp: 2029-03-03Common Stock (39,934 underlying)
Footnotes (7)
  • [F1]Represents shares of Terminix Global Holdings, Inc. ("Terminix") common stock disposed of in connection with the Agreement and Plan of Merger, dated as of December 13, 2021, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 14, 2022 (the "Merger Agreement"), by and among Terminix, Rentokil Initial plc ("Rentokil Initial") and certain of Rentokil Initial's subsidiaries. In accordance with the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement),
  • [F2]each share of Terminix common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive at the prior election of the holder, either: (x) 1.4899 American depositary shares of Rentokil Initial ("Rentokil Initial ADSs"); or (y) $34.57 in cash and 0.1447 Rentokil Initial ADSs. Each outstanding Terminix director deferred share equivalent ("Terminix DSE") was converted into an amount in cash of $38.29, and otherwise was paid on the same terms and conditions as applicable under the Terminix DSE award agreement.
  • [F3]Each outstanding Terminix option then vested was converted into the right to receive an amount in cash of $38.29, less the applicable exercise price. As the exercise price exceeded the cash consideration, the Terminix options were cancelled for no consideration.
  • [F4]Each outstanding Terminix option not vested was assumed by Rentokil Initial and converted into Rentokil Initial options pursuant to the terms of the Merger Agreement.
  • [F5]Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) for Terminix time-vesting restricted stock units, each such award was converted into a number of time-vesting restricted stock units; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix time-vesting restricted stock units were converted into Rentokil Initial restricted stock units pursuant to the terms of the Merger Agreement.
  • [F6]Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) (i) for Terminix performance-based restricted stock units ("Terminix PSUs") granted prior to the date of the Merger Agreement, each such award was converted into a number of restricted stock units subject to time-vesting, calculated based on the greater of the actual level of performance metric achievement applicable to the Terminix PSUs or target performance achievement, as determined by the Terminix board of directors and
  • [F7](ii) for Terminix PSUs granted after the date of the Merger Agreement, each such award was converted into a number of performance-based restricted stock units, calculated based on target performance achievement; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix PSUs were converted into time-vesting Rentokil Initial restricted stock units and Rentokil Initial performance-based restricted stock units pursuant to the terms of the Merger Agreement.

Issuer

TERMINIX GLOBAL HOLDINGS INC

CIK 0001428875

Entity typeother

Related Parties

1
  • filerCIK 0001713306

Filing Metadata

Form type
4
Filed
Oct 13, 8:00 PM ET
Accepted
Oct 14, 7:06 PM ET
Size
28.1 KB