|4Nov 1, 4:31 PM ET

Arnold Cynthia A 4

4 · Fluence Energy, Inc. · Filed Nov 1, 2022

Insider Transaction Report

Form 4
Period: 2022-10-28
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2022-10-283,5710 total
    Class A Common Stock (3,571 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2022-10-28+3,57113,571 total
Holdings
  • Restricted Stock Units

    Class A Common Stock (7,364 underlying)
    7,364
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.
  • [F2]The RSUs vested on October 28, 2022. The RSUs have no expiration date.
  • [F3]The RSUs will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.
  • [F4]The Form 4 filed on March 24, 2022 inadvertently aggregated the above two RSU awards in column 9 of Table II, which are being reported separately hereby.

Documents

1 file
  • 4
    tm2229368-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT