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CHARLES & COLVARD LTD·4

Nov 21, 4:57 PM ET

SYKES OLLIN B 4

4 · CHARLES & COLVARD LTD · Filed Nov 21, 2022

Insider Transaction Report

Form 4
Period: 2022-11-17
CHARLES & COLVARD LTDCTHR
SYKES OLLIN B
Director
Transactions
  • Award

    Stock Option (right to buy)

    2022-11-17+52,631→ 52,631 total
    Exercise: $0.95Exp: 2032-11-17→ Common Stock (52,631 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    1,550,000

  • Common Stock

    (indirect: By IRA)
    189,920

  • Common Stock

    (indirect: By IRA)
    95,358

  • Common Stock

    (indirect: By Spouse)
    45,787

  • Common Stock

    636,421

  • Common Stock

    (indirect: By IRA)
    111,500
Footnotes (2)
  • [F1]Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 375,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  • [F2]Option vests and becomes exercisable on the date of the 2023 Annual Shareholders' Meeting.

Documents

1 file
  • 4
    tm2231079d3_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT