4//SEC Filing
Aquila Tony 4
Accession 0001104659-22-121807
CIK 0001750153other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 5:04 PM ET
Size
8.4 KB
Accession
0001104659-22-121807
Insider Transaction Report
Form 4
Canoo Inc.GOEV
Aquila Tony
DirectorExecutive Chairman
Transactions
- Award
Common Stock
2022-11-21$1.11/sh+4,504,504$4,999,999→ 7,243,332 total - Purchase
Common Stock
2022-11-21$1.11/sh+4,504,505$5,000,001→ 55,737,160 total(indirect: By LLC)
Footnotes (3)
- [F1]On November 9, 2022, the Issuer entered into a Common Stock Subscription Agreement (the "Subscription Agreement") with Mr. Tony Aquila and AFV Partners SPV-10 LLC, a Delaware limited liability company and a special purpose vehicle managed by entities affiliated with the Reporting Person ("AFV 10"), pursuant to which such purchasers agreed to purchase an aggregate of 9,009,009 shares of the Issuer's Common Stock, par value $0.0001 per share at a price of $1.11 per share for an aggregate purchase price of $10.0 million (the "November PIPE"). The closing of the November PIPE occurred on November 21, 2022.
- [F2]Pursuant to the Subscription Agreement, the Reporting Person acquired 4,505,504 shares of Common Stock in the November PIPE and AFV-10 acquired 4,505,505 shares of Common Stock in the November PIPE. The shares of Common Stock acquired by AFV-10 in the November PIPE are held indirectly by the Reporting Person through AFV-10.
- [F3](i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"); (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7"); (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"); and (iv) 4,504,505 shares of Common Stock are held by AFV-10. AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7, AFV-7/A and AFV-10. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7, AFV-7/A and AFV-10. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7, AFV-7/A and AFV-10, except to the extent of his pecuniary interest therein.
Documents
Issuer
Canoo Inc.
CIK 0001750153
Entity typeother
Related Parties
1- filerCIK 0001399053
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 5:04 PM ET
- Size
- 8.4 KB