Reverence Capital Partners Opportunities Fund I (Cayman), L.P. 4
4 · Victory Capital Holdings, Inc. · Filed Nov 25, 2022
Insider Transaction Report
Form 4
RCP Lake Co-Invest, L.P.
Director10% Owner
Transactions
- Other
Common Stock
2022-11-25−137,253→ 1,483,512 total(indirect: SEE FOOTNOTES) - Other
Common Stock
2022-11-25−262,738→ 2,839,839 total(indirect: SEE FOOTNOTES) - Other
Common Stock
2022-11-25−218,449→ 2,361,141 total(indirect: SEE FOOTNOTES) - Other
Common Stock
2022-11-25−4,201→ 45,406 total(indirect: SEE FOOTNOTES)
Footnotes (8)
- [F1]Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration.
- [F2]The number of shares reported do not reflect shares that remain beneficially held by REVERENCE CAPITAL PARTNERS LLC that were previously received in a distribution by RCP LAKE CO-INVEST, L.P. Such shares are not subject to this distribution.
- [F3]The reported securities on this line are owned directly by RCP LAKE CO-INVEST, L.P. The general partner of RCP LAKE CO-INVEST, L.P. is RCP CO-INVEST GP LLC. The managing member of RCP CO-INVEST GP LLC is REVERENCE CAPITAL PARTNERS LLC. Each of REVERENCE CAPITAL PARTNERS LLC and RCP CO-INVEST GP LLC may be deemed to have beneficial ownership of the reported securities owned directly by RCP LAKE CO-INVEST, L.P. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to RCP LAKE CO-INVEST, L.P., and accordingly, such investment committee members disclaim beneficial ownership of such shares.
- [F4]The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P. (and together with REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P., the "Reverence Capital Funds").
- [F5]The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P.
- [F6]The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P.
- [F7]RCP OPP FUND I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GENPAR LP is the general partner of RCP OPP FUND I GP, L.P., while RCP GENPAR HOLDCO LLC is the general partner of RCP GENPAR LP. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to the Reverence Capital Funds, and accordingly, such investment committee members disclaim beneficial ownership of such shares.
- [F8]Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.