4//SEC Filing
POLINSKY DOUGLAS MICHAEL 4
Accession 0001104659-22-122171
CIK 0001425355other
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 8:14 PM ET
Size
7.7 KB
Accession
0001104659-22-122171
Insider Transaction Report
Form 4
POLINSKY DOUGLAS MICHAEL
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2022-11-23$2.12/sh+250,000$530,000→ 512,763 total
Holdings
- 128,915(indirect: By LLC)
Common Stock
- 262,763
Common Stock
- 30,850(indirect: By Great North Capital Corp.)
Common Stock
Footnotes (4)
- [F1]A Minnesota corporation of which the reporting person is the Chief Executive Officer.
- [F2]A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F3]Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.
- [F4]Shares were issued to the reporting person pursuant to share award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The reported price is the closing market price of the common stock on the date of the stock award.
Documents
Issuer
Mill City Ventures III, Ltd
CIK 0001425355
Entity typeother
Related Parties
1- filerCIK 0001394819
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 8:14 PM ET
- Size
- 7.7 KB