|4Nov 25, 8:14 PM ET

POLINSKY DOUGLAS MICHAEL 4

4 · Mill City Ventures III, Ltd · Filed Nov 25, 2022

Insider Transaction Report

Form 4
Period: 2022-11-23
POLINSKY DOUGLAS MICHAEL
DirectorChief Executive Officer
Transactions
  • Award

    Common Stock

    2022-11-23$2.12/sh+250,000$530,000512,763 total
Holdings
  • Common Stock

    (indirect: By LLC)
    128,915
  • Common Stock

    262,763
  • Common Stock

    (indirect: By Great North Capital Corp.)
    30,850
Footnotes (4)
  • [F1]A Minnesota corporation of which the reporting person is the Chief Executive Officer.
  • [F2]A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
  • [F3]Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.
  • [F4]Shares were issued to the reporting person pursuant to share award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

Documents

1 file
  • 4
    tm2231375-3_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT