|4Nov 25, 8:15 PM ET

ZIPKIN LAURENCE S 4

4 · Mill City Ventures III, Ltd · Filed Nov 25, 2022

Insider Transaction Report

Form 4
Period: 2022-11-23
Transactions
  • Award

    Common Stock

    2022-11-23$2.12/sh+100,000$212,000156,737 total
Holdings
  • Common Stock

    56,737
Footnotes (2)
  • [F1]Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023.
  • [F2]Shares were issued to the reporting person pursuant to share award approved, without restrictions, by the Board of Directors of the issuer on November 23, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

Documents

1 file
  • 4
    tm2231375-5_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT