4/A//SEC Filing
POLINSKY DOUGLAS MICHAEL 4/A
Accession 0001104659-22-123844
CIK 0001425355other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 9:57 PM ET
Size
8.9 KB
Accession
0001104659-22-123844
Insider Transaction Report
Form 4/AAmended
POLINSKY DOUGLAS MICHAEL
DirectorChief Executive Officer10% Owner
Transactions
- Award
Non-qualified stock options
2022-11-23+250,000→ 250,000 totalExercise: $2.12From: 2022-11-23Exp: 2032-11-22→ Common stock (250,000 underlying)
Holdings
- 30,850(indirect: By Great North Capital Corp.)
Common Stock
- 128,915(indirect: By LLC)
Common Stock
- 262,763
Common Stock
Footnotes (5)
- [F1]A Minnesota corporation of which the reporting person is the Chief Executive Officer.
- [F2]A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F3]Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.
- [F4]Options were issued to the reporting person pursuant to an award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The exercise price is the closing market price of the common stock on the date of the award.
- [F5]The options are not exercisable by their terms unless and until the related equity compensation plan shall have been approved by the issuer's shareholders.
Documents
Issuer
Mill City Ventures III, Ltd
CIK 0001425355
Entity typeother
Related Parties
1- filerCIK 0001394819
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 9:57 PM ET
- Size
- 8.9 KB