4/A//SEC Filing
ZIPKIN LAURENCE S 4/A
Accession 0001104659-22-123846
CIK 0001425355other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 9:58 PM ET
Size
7.1 KB
Accession
0001104659-22-123846
Insider Transaction Report
Form 4/AAmended
ZIPKIN LAURENCE S
Director
Transactions
- Award
Non-qualified stock options
2022-11-23+100,000→ 100,000 totalExercise: $2.12From: 2022-11-23Exp: 2032-11-22→ Common stock (100,000 underlying)
Holdings
- 56,737
Common Stock
Footnotes (3)
- [F1]Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023.
- [F2]Options were issued to the reporting person pursuant to an award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The exercise price is the closing market price of the common stock on the date of the award.
- [F3]The options are not exercisable by their terms unless and until the related equity compensation plan shall have been approved by the issuer's shareholders.
Documents
Issuer
Mill City Ventures III, Ltd
CIK 0001425355
Entity typeother
Related Parties
1- filerCIK 0001166727
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 9:58 PM ET
- Size
- 7.1 KB