4//SEC Filing
Schmidt Keith 4
Accession 0001104659-22-124245
CIK 0001093691other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 6:44 PM ET
Size
8.5 KB
Accession
0001104659-22-124245
Insider Transaction Report
Form 4
PLUG POWER INCPLUG
Schmidt Keith
GM New Mkts & Pres New Prd Dv
Transactions
- Tax Payment
Common Stock
2022-08-19$28.43/sh−39,274$1,116,560→ 447,638 total - Tax Payment
Common Stock
2022-09-28$21.85/sh−29,667$648,224→ 417,971 total
Holdings
- 44,797(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.
- [F2]The initial grant of the restricted stock award was reported on a Form 4 filed on August 21, 2019, but was inadvertently disclosed as a restricted stock unit award instead of a restricted stock award.
- [F3]Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected.
- [F4]The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 83,333 shares of the restricted stock award that was previously reported inadvertently on Table II as part of a grant of 250,000 restricted stock units on the Form 4 filed on August 21, 2019.
- [F5]Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2022, which is the date prior to the date withholding was effected.
- [F6]The Reporting Person holds 44,797 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of November 14, 2022.
Documents
Issuer
PLUG POWER INC
CIK 0001093691
Entity typeother
Related Parties
1- filerCIK 0001389235
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 6:44 PM ET
- Size
- 8.5 KB