Aquila Tony 4
4 · Canoo Inc. · Filed Dec 6, 2022
Insider Transaction Report
Form 4
Canoo Inc.GOEV
Aquila Tony
DirectorExecutive Chairman
Transactions
- Award
Common Stock
2022-12-02+150,000→ 7,393,332 total
Holdings
- 55,737,160(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]On December 2, 2022, the Board of the Issuer approved the immediate vesting of performance-based restricted stock units held by the Reporting Person.
- [F2](i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"); (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7"); (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"); and (iv) 4,504,505 shares of Common Stock are held by AFV-10. AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7, AFV-7/A and AFV-10. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7, AFV-7/A and AFV-10. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7, AFV-7/A and AFV-10, except to the extent of his pecuniary interest therein.