Schrecker Judith S 4
4 · ClearSign Technologies Corp · Filed Jan 4, 2023
Insider Transaction Report
Form 4
Schrecker Judith S
Director
Transactions
- Award
Restricted Stock Units
2023-01-03+41,705→ 41,705 total→ Common Stock (41,705 underlying)
Holdings
- 18,824
Restricted Stock Units
→ Common Stock (18,824 underlying) - 13,560
Restricted Stock Units
→ Common Stock (13,560 underlying) - 25,397
Restricted Stock Units
→ Common Stock (25,397 underlying) - 15,538
Restricted Stock Units
→ Common Stock (15,538 underlying) - 13,984
Restricted Stock Units
→ Common Stock (13,984 underlying) - 7,715
Restricted Stock Units
→ Common Stock (7,715 underlying) - 17,000
Options to Purchase Common Stock
Exercise: $4.15From: 2021-07-28Exp: 2031-07-27→ Common Stock (17,000 underlying) - 7,715
Restricted Stock Units
→ Common Stock (7,715 underlying)
Footnotes (9)
- [F1]As compensation for services as a non-executive director during the quarter ending March 31, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
- [F2]The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service.
- [F3]As compensation for services as a non-executive director during the quarter ended December 31, 2022, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
- [F4]As compensation for services as a non-executive director during the quarter ended September 30, 2022, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
- [F5]As compensation for services as a non-executive director during the quarter ended June 30, 2022, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
- [F6]As compensation for services as a non-executive director during the quarter ended March 31, 2022, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
- [F7]As compensation for services as a non-executive director during the quarter ended December 31, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
- [F8]As compensation for services as a non-executive director during the quarter ended September 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
- [F9]As compensation for services as a non-executive director during the quarter ended June 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.