Home/Filings/4/0001104659-23-003469
4//SEC Filing

van Gaalen Johannes Cornelis Maria 4

Accession 0001104659-23-003469

CIK 0001828536other

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 5:10 PM ET

Size

8.4 KB

Accession

0001104659-23-003469

Insider Transaction Report

Form 4
Period: 2023-01-10
van Gaalen Jan Kees
Chief Financial Officer
Transactions
  • Award

    Restricted Stock Units

    2023-01-10+350,000350,000 total
    Common Stock (350,000 underlying)
  • Award

    Restricted Stock Units

    2023-01-10+250,000250,000 total
    Common Stock (250,000 underlying)
Footnotes (3)
  • [F1]The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.
  • [F2]The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.
  • [F3]The RSUs will vest as to 33% of the underlying shares upon the achievement of each of the Issuer's share price achieving a daily closing trading price at or above $11.00, $13.00, and $15.00 per share for 20 trading days within any 30 trading day period during the period beginning on November 30, 2023 and ending on November 30, 2026.

Issuer

Energy Vault Holdings, Inc.

CIK 0001828536

Entity typeother

Related Parties

1
  • filerCIK 0001575608

Filing Metadata

Form type
4
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 5:10 PM ET
Size
8.4 KB