4/A//SEC Filing
Tailwind Sponsor LLC 4/A
Accession 0001104659-23-011727
CIK 0001814215other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 4:06 PM ET
Size
7.4 KB
Accession
0001104659-23-011727
Insider Transaction Report
Form 4/AAmended
Nuburu, Inc.BURU
Tailwind Sponsor LLC
10% Owner
Transactions
- Other
Class B common stock
2020-10-18−269,607→ 8,355,393 total→ Class A Common Stock (269,607 underlying)
Footnotes (3)
- [F1]This Form 4 reflects the automatic surrender to Tailwind Acquisition Corp. (the "Issuer") of 269,607 shares of the Issuer's Class B common stock, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the Issuer, triggered by the election by the underwriter of the Issuer's initial public offering only to partially exercise its option to purchase additional units.
- [F2]As described in the Issuer's registration statement on Form S-1 (File No. 333-248113) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class B common stock at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
- [F3]Philip Krim controls the reporting person, and as such has voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the reporting person. The business address of Mr. Krim is c/o Tailwind Sponsor LLC, 1545 Courtney Ave, Los Angeles, California 90046.
Documents
Issuer
Nuburu, Inc.
CIK 0001814215
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001814216
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 4:06 PM ET
- Size
- 7.4 KB