BOYNTON ALTON L 5

5 · NORTHWEST BIOTHERAPEUTICS INC · Filed Feb 7, 2023

Insider Transaction Report

Form 5
Period: 2022-12-31
BOYNTON ALTON L
DirectorChief Executive Officer
Transactions
  • Gift

    COMMON STOCK OPTIONS

    2022-05-264,900,0009,761,256 total
    Exercise: $0.23From: 2018-05-28Exp: 2028-05-28COMMON STOCK PAR VALUE $0.001 (4,900,000 underlying)
  • Gift

    COMMON STOCK OPTIONS

    2022-12-064,500,0009,761,256 total
    Exercise: $0.35From: 2020-07-02Exp: 2030-12-01COMMON STOCK PAR VALUE $0.001 (4,500,000 underlying)
  • Gift

    COMMON STOCK OPTIONS

    2022-12-064,500,0009,761,256 total
    Exercise: $0.35From: 2020-07-02Exp: 2030-12-01COMMON STOCK PAR VALUE $0.001 (4,500,000 underlying)
  • Gift

    COMMON STOCK OPTIONS

    2022-07-273,000,0009,761,256 total
    Exercise: $0.35From: 2020-07-02Exp: 2030-12-01COMMON STOCK PAR VALUE $0.001 (3,000,000 underlying)
Footnotes (1)
  • [F1]GIFTS FROM DR. BOYNTON FOR ESTATE PLANNING PURPOSES.

Documents

1 file
  • 5
    tm235861-1_5seq1.xmlPrimary

    OWNERSHIP DOCUMENT