CATERPILLAR INC·4

Feb 10, 5:28 PM ET

Long Suzette M 4

4 · CATERPILLAR INC · Filed Feb 10, 2023

Insider Transaction Report

Form 4
Period: 2023-02-09
Long Suzette M
General Counsel/Corporate Sec.
Transactions
  • Sale

    Common Stock

    2023-02-09$250.91/sh6,636$1,665,03910,140 total
  • Sale

    Common Stock

    2023-02-09$251.65/sh1,364$343,2518,776 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    62
Footnotes (3)
  • [F1]This transaction was executed in multiple trades at prices ranging from $250.47 to $251.43. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]This transaction was executed in multiple trades at prices ranging from $251.48 to $251.73. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]The information in this report is based on a 401(K) plan statement dated as of January 31, 2023.

Documents

1 file
  • 4
    tm236025-9_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT