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4//SEC Filing

Lippe Robert A 4

Accession 0001104659-23-028113

CIK 0001819576other

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 9:18 PM ET

Size

9.1 KB

Accession

0001104659-23-028113

Insider Transaction Report

Form 4
Period: 2023-02-28
Lippe Robert A
Chief Operations Officer
Transactions
  • Sale

    Common Stock

    2023-02-28$7.56/sh2,033$15,362188,524 total
  • Exercise/Conversion

    Restricted Stock Unit

    2023-02-286,87520,625 total
    Common Stock (6,875 underlying)
  • Exercise/Conversion

    Common Stock

    2023-02-28+6,875190,557 total
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
  • [F2]On January 16, 2022, the Reporting Person was granted 27,500 RSUs with 25% vesting on February 28, 2023, and the remaining RSUs will vest ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 6,875 have vested through February 28, 2023.
  • [F3]Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 2,323 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on February 28, 2023.
  • [F4]These shares were sold to cover taxes associated with the settlement of RSUs.

Issuer

Liquidia Corp

CIK 0001819576

Entity typeother

Related Parties

1
  • filerCIK 0001600757

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 9:18 PM ET
Size
9.1 KB