GROSSMAN JONAS 4
4 · Monterey Innovation Acquisition Corp · Filed Mar 13, 2023
Insider Transaction Report
Form 4
GROSSMAN JONAS
Director
Transactions
- Purchase
Common Stock
2023-03-09$0.01/sh+478,125$2,869→ 1,102,500 total(indirect: By LLC) - Sale
Common Stock
2023-03-09$0.01/sh−13,125$79→ 624,375 total(indirect: By LLC)
Holdings
- 35,000
Common Stock
Footnotes (3)
- [F1]Represents shares of common stock transferred from Chardan Monterey Investments LLC ("Chardan") to certain affiliates of Chardan for a price per share of $0.006, pursuant to Share Transfer Agreements dated March 9, 2023.
- [F2]The shares are held directly by Chardan. The Reporting Person is the managing member of Chardan. Accordingly, the Reporting Person has voting and dispositive power over the shares held by Chardan and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F3]Represents shares of common stock transferred from NorthStar Bio Ventures, LLC ("NorthStar") to Chardan for a price per share of $0.006, pursuant to a Share Transfer Agreement dated March 9, 2023.