4//SEC Filing
Hong Chun K 4
Accession 0001104659-23-032429
CIK 0001282631other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 9:12 PM ET
Size
7.6 KB
Accession
0001104659-23-032429
Insider Transaction Report
Form 4
NETLIST INCNLST
Hong Chun K
DirectorPresident, CEO and Chairman
Transactions
- Sale
Common Stock
2023-03-10$2.82/sh−46,000$129,890→ 1,881,150 total - Sale
Common Stock
2023-03-10$2.82/sh−138,703$391,656→ 1,742,447 total
Holdings
- 4,611,177(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.91 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
NETLIST INC
CIK 0001282631
Entity typeother
Related Parties
1- filerCIK 0001381057
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 9:12 PM ET
- Size
- 7.6 KB