BioXcel Therapeutics, Inc.·4

Mar 16, 5:58 PM ET

Wiley Matthew T. 4

4 · BioXcel Therapeutics, Inc. · Filed Mar 16, 2023

Insider Transaction Report

Form 4
Period: 2023-03-15
Transactions
  • Award

    Restricted Stock Units

    2023-03-15+12,00012,000 total
    Common Stock (12,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2023-03-15+36,00036,000 total
    Exercise: $19.60Exp: 2033-03-15Common Stock (36,000 underlying)
Footnotes (3)
  • [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
  • [F2]The RSUs will vest and settle as to 25% of the total number of RSUs on the first anniversary of March 15, 2023 and as to 6.25% of the total number of Restricted Stock Units at the end of each successive three-month period thereafter, subject to the Reporting Person's continuous employment with the Issuer through the relevant vesting dates.
  • [F3]The option vests and becomes exercisable as to 25% of the underlying shares on the first anniversary of March 15, 2023 and the remaining 75% of the underlying shares in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through the relevant vesting dates.

Documents

1 file
  • 4
    tm239796-2_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT