Home/Filings/4/0001104659-23-033465
4//SEC Filing

KINDER JOSEPH 4

Accession 0001104659-23-033465

CIK 0001552800other

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 8:39 PM ET

Size

11.2 KB

Accession

0001104659-23-033465

Insider Transaction Report

Form 4
Period: 2023-03-15
KINDER JOSEPH
SVP, Chief Merchant Officer
Transactions
  • Tax Payment

    Common Stock

    2023-03-15$4.63/sh910$4,213105,667 total
  • Tax Payment

    Common Stock

    2023-03-16$4.77/sh5,270$25,138100,397 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    600
  • Stock Option (Right to Buy)

    Exercise: $8.80Exp: 2028-07-20Common Stock (50,000 underlying)
    50,000
  • Stock Option (Right to Buy)

    Exercise: $8.50Exp: 2027-11-06Common Stock (26,900 underlying)
    26,900
Footnotes (4)
  • [F1]The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.
  • [F2]Includes (i) 14,247 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (ii) 2,540 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iii) 5,137 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 9,260 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and
  • [F3](v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Kinder remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,085 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2023 fiscal year; (B) 10,788 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2023 and 2024 fiscal years, respectively; and (C) 18,519 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2023, 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.
  • [F4]Fully exercisable.

Issuer

TILE SHOP HOLDINGS, INC.

CIK 0001552800

Entity typeother

Related Parties

1
  • filerCIK 0001555217

Filing Metadata

Form type
4
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 8:39 PM ET
Size
11.2 KB