4//SEC Filing
SASAKI GAIL M 4
Accession 0001104659-23-034111
CIK 0001282631other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 9:30 PM ET
Size
11.3 KB
Accession
0001104659-23-034111
Insider Transaction Report
Form 4
NETLIST INCNLST
ITOW GAIL MISAKO
Vice President and CFO
Transactions
- Sale
Common Stock
2023-03-15$3.07/sh−10,318$31,662→ 393,048 total - Award
Common Stock
2023-03-16+100,000→ 493,048 total - Sale
Common Stock
2023-03-17$3.24/sh−18,417$59,620→ 474,631 total - Sale
Common Stock
2023-03-17$3.33/sh−50,000$166,725→ 424,631 total
Footnotes (5)
- [F1]Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.12 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]These restricted stock units (RSUs) granted on March 16, 2023 vest in installments of 25,000 beginning on March 16, 2024 one time per year through March 16, 2027. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.
- [F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.11 to $3.35 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The reported price in Column 4 is a weighted average price. These shares were sold in multiple tranactions at prices ranging from $3.30 to $3.38 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
NETLIST INC
CIK 0001282631
Entity typeother
Related Parties
1- filerCIK 0001422990
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 9:30 PM ET
- Size
- 11.3 KB