Home/Filings/4/0001104659-23-034122
4//SEC Filing

Perry Kimberly C 4

Accession 0001104659-23-034122

CIK 0001160791other

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 9:51 PM ET

Size

15.8 KB

Accession

0001104659-23-034122

Insider Transaction Report

Form 4
Period: 2023-03-17
Transactions
  • Award

    Common Stock

    2023-03-17+87,417301,407 total
  • Award

    Deferred Stock Units

    2023-03-17+49,58949,589 total
    Common Stock (49,589 underlying)
  • Award

    Performance Share Units

    2023-03-17+87,41787,417 total
    Common Stock (87,417 underlying)
  • Award

    Performance Share Units

    2022-03-21+63,11663,116 total
    Common Stock (63,116 underlying)
  • Award

    Performance Share Units

    2022-06-24+65,90065,900 total
    Common Stock (65,900 underlying)
Footnotes (11)
  • [F1]Represents restricted stock units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The restricted stock units are scheduled to vest in three equal tranches on March 17, 2024, March 17, 2025 and March 17, 2026.
  • [F10]Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock.
  • [F11]Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The performance share units are scheduled to vest on December 31, 2024.
  • [F2]Each deferred stock unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock.
  • [F3]The deferred stock units vest immediately upon date of grant. The deferred stock units shall become redeemable upon the termination of the Reporting Person's service to the Issuer.
  • [F4]Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock.
  • [F5]Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The Reporting Person may earn between 0-150% of the target performance share units based on the total shareholder return of the Issuer over the three year period from 2023 through 2025, measured against the total shareholder return of selected peer companies. The performance share units are scheduled to 100% vest at December 31, 2025.
  • [F6]The Reporting Person's Form 4 filing on March 23, 2022 inadvertently reported performance share units in Table I. This Form 4 properly reflects the performance share units in Table II.
  • [F7]Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock.
  • [F8]Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The performance share units are scheduled to vest on December 31, 2023.
  • [F9]The Reporting Person's Form 4 filing on June 28, 2022 inadvertently reported performance share units in Table I. This Form 4 properly reflects the performance share units in Table II.

Issuer

GOLD RESOURCE CORP

CIK 0001160791

Entity typeother

Related Parties

1
  • filerCIK 0001774177

Filing Metadata

Form type
4
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 9:51 PM ET
Size
15.8 KB