Home/Filings/4/0001104659-23-055029
4//SEC Filing

Falcon Armando 4

Accession 0001104659-23-055029

CIK 0000930236other

Filed

May 1, 8:00 PM ET

Accepted

May 2, 4:16 PM ET

Size

12.4 KB

Accession

0001104659-23-055029

Insider Transaction Report

Form 4
Period: 2023-05-01
Transactions
  • Exercise/Conversion

    Common Stock

    2023-05-01$6.28/sh+6,756$42,4286,756 total
  • Exercise/Conversion

    Deferred Stock Units

    2021-06-302,2650 total
    Exercise: $12.00Common Stock (2,265 underlying)
  • Exercise/Conversion

    Deferred Stock Units

    2021-09-302,3210 total
    Exercise: $12.97Common Stock (2,321 underlying)
  • Exercise/Conversion

    Deferred Stock Units

    2021-12-282,1700 total
    Exercise: $13.25Common Stock (2,170 underlying)
Footnotes (5)
  • [F1]This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
  • [F2]Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
  • [F3]Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.
  • [F4]Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
  • [F5]No expiration date is applicable to deferred stock units.

Issuer

REDWOOD TRUST INC

CIK 0000930236

Entity typeother

Related Parties

1
  • filerCIK 0001853738

Filing Metadata

Form type
4
Filed
May 1, 8:00 PM ET
Accepted
May 2, 4:16 PM ET
Size
12.4 KB