Falcon Armando 4

4 · REDWOOD TRUST INC · Filed May 2, 2023

Form 4

Period: 2023-05-01

Director

Transactions

Exercise/Conversion
Common Stock
2023-05-01$6.28/sh+6,756$42,428→ 6,756 total
Exercise/Conversion
Deferred Stock Units
2021-06-30−2,265→ 0 total
Exercise: $12.00→ Common Stock (2,265 underlying)
Exercise/Conversion
Deferred Stock Units
2021-09-30−2,321→ 0 total
Exercise: $12.97→ Common Stock (2,321 underlying)
Exercise/Conversion
Deferred Stock Units
2021-12-28−2,170→ 0 total
Exercise: $13.25→ Common Stock (2,170 underlying)

Footnotes (5)

[F1]This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
[F2]Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
[F3]Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.
[F4]Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
[F5]No expiration date is applicable to deferred stock units.

Documents

1 file