Doll Dixon R Jr. 4
4 · CompoSecure, Inc. · Filed May 2, 2023
Insider Transaction Report
Form 4
Doll Dixon R Jr.
Co-Chief Executive Officer
Transactions
- Sale
Warrant
2023-05-01$1.33/sh−31,014$41,246→ 8,786,433 total(indirect: See footnote)Exercise: $11.50From: 2022-01-26Exp: 2026-12-27→ Class A Common Stock (31,014 underlying) - Sale
Warrant
2023-05-02$1.30/sh−21,853$28,446→ 8,764,580 total(indirect: See footnote)Exercise: $11.50From: 2022-01-26Exp: 2026-12-27→ Class A Common Stock (21,853 underlying) - Sale
Warrant
2023-04-28$1.30/sh−181,315$235,746→ 8,817,447 total(indirect: See footnote)Exercise: $11.50From: 2022-01-26Exp: 2026-12-27→ Class A Common Stock (181,315 underlying)
Footnotes (4)
- [F1]The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.
- [F2]As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
- [F3]The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.39, inclusive.
- [F4]The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.33, inclusive.