Long Suzette M 4
4 · CATERPILLAR INC · Filed Jun 9, 2023
Insider Transaction Report
Form 4
Long Suzette M
General Counsel/Corporate Sec.
Transactions
- Exercise/Conversion
Common Stock
2023-06-07$127.60/sh+20,529$2,619,500→ 29,305 total - Exercise/Conversion
Employee Stock Options
2023-06-07$127.60/sh−20,529$2,619,500→ 0 totalExercise: $127.60Exp: 2030-03-02→ Common Stock (20,529 underlying) - Tax Payment
Common Stock
2023-06-07$231.32/sh−15,415$3,565,798→ 13,890 total
Holdings
- 86(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversary of the grant date.
- [F2]The information in this report is based on a 401(k) plan statement dated as of May 31, 2023.