|4Jun 15, 6:56 PM ET

Roman DBDR Tech Sponsor LLC 4

4 · CompoSecure, Inc. · Filed Jun 15, 2023

Insider Transaction Report

Form 4
Period: 2023-06-13
Transactions
  • Sale

    Warrant

    2023-06-13$1.20/sh5,432$6,5188,586,624 total
    Exercise: $11.50From: 2022-01-26Exp: 2026-12-27Class A Common Stock (5,432 underlying)
Footnotes (1)
  • [F1]Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Documents

1 file
  • 4
    tm2318900-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT