4//SEC Filing
Aquila Tony 4
Accession 0001104659-23-077611
CIK 0001750153other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 4:15 PM ET
Size
11.0 KB
Accession
0001104659-23-077611
Insider Transaction Report
Form 4
Canoo Inc.GOEV
Aquila Tony
DirectorExecutive Chairman
Transactions
- Award
Common Stock
2023-06-29+16,330,720→ 74,387,432 total(indirect: By LLC) - Award
Warrants to Purchase Common Stock
2023-06-29+16,330,720→ 16,330,720 total(indirect: By LLC)Exercise: $0.67From: 2023-12-22Exp: 2028-12-22→ Common Stock (16,330,720 underlying)
Holdings
- 14,278,014
Common Stock
Footnotes (5)
- [F1]Represents shares and warrants received by each of AFV Partners SPV-10/A LLC ("AFV-10/A") and AFV Partners SPV-10/B LLC ("AFV-10/B") pursuant to the Common Stock and Common Warrant Purchase Agreement (the "Purchase Agreement") entered into among the Issuer, AFV-10/A and AFV-10/B on June 22, 2023, subject to customary closing conditions. The Purchase Agreement provides for the sale and issuance by the Issuer of an aggregate of 16,330,720 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), together with warrants (the "Warrants") to purchase up to an aggregate 16,330,720 shares of Common Stock at a combined purchase price of $0.5358 per share and accompanying Warrant.
- [F2]9,331,840 shares of Common Stock and Warrants to purchase up to 9,331,840 shares of Common Stock were issued to AFV-10/A, and 6,998,880 shares of Common Stock and Warrants to purchase up to 6,998,880 shares of Common Stock were issued to AFV-10/B, in each case on June 29, 2023, following the satisfaction of customary closing conditions.
- [F3](i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"); (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7"); (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"); (iv) 4,504,505 shares of Common Stock are held by AFV Partners SPV-10 LLC, a Delaware limited liability company ("AFV 10"); (v) 9,331,840 shares of Common Stock are held by AFV-10/A, a Delaware limited liability company; (vi) 6,998,880 shares of Common Stock are held by AFV-10/B, a Delaware limited liability company; and (vii) 2,319,552 shares of Common Stock are held by I-40 OKC Partners LLC, an Oklahoma limited liability company ("I-40 OKC").
- [F4](Continued from footnote 2) AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7, AFV-7/A, AFV-10, AFV-10/A and AFV-10/B. AFV is the sole manager of the ultimate parent entity of I-40 OKC. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7, AFV-7/A, AFV-10, AFV-10/A, AFV-10/B and I-40 OKC. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7, AFV-7/A, AFV-10, AFV-10/A, AFV-10/B and I-40 OKC, except to the extent of his pecuniary interest therein.
- [F5](i) Warrants to purchase up to 9,331,840 shares of Common Stock are held by AFV-10/A, and (ii) Warrants to purchase up to 6,998,880 shares of Common Stock are held by AFV-10/B.
Documents
Issuer
Canoo Inc.
CIK 0001750153
Entity typeother
Related Parties
1- filerCIK 0001399053
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 4:15 PM ET
- Size
- 11.0 KB