4//SEC Filing
DeFazio Mark R 4
Accession 0001104659-23-081265
CIK 0001476034other
Filed
Jul 13, 8:00 PM ET
Accepted
Jul 14, 4:50 PM ET
Size
17.4 KB
Accession
0001104659-23-081265
Insider Transaction Report
Form 4
DeFazio Mark R
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2023-07-12$18.00/sh+220,200$3,963,600→ 349,732 total - Tax Payment
Common Stock
2023-07-12$39.03/sh−148,545$5,797,711→ 201,187 total - Exercise/Conversion
Employee Stock Options (right to buy)
2023-07-12−46,200→ 0 totalExercise: $18.00Exp: 2023-10-22→ Common Stock (46,200 underlying) - Exercise/Conversion
Employee Stock Options (right to buy)
2023-07-12−30,000→ 0 totalExercise: $18.00Exp: 2024-03-18→ Common Stock (30,000 underlying) - Exercise/Conversion
Employee Stock Options (right to buy)
2023-07-12−70,000→ 0 totalExercise: $18.00Exp: 2025-06-01→ Common Stock (70,000 underlying) - Exercise/Conversion
Employee Stock Options (right to buy)
2023-07-12−74,000→ 0 totalExercise: $18.00Exp: 2023-12-02→ Common Stock (74,000 underlying)
Holdings
- 3,096(indirect: By 401(k))
Common Stock
- 20,517(indirect: By LLC)
Common Stock
Footnotes (7)
- [F1]Reflects shares of Metropolitan Bank Holding Corp. (the "Company") common stock ("Common Stock") acquired by the Reporting Person through the cashless exercise of options to acquire 220,200 shares of Common Stock, pursuant to which 148,545 shares of Common Stock were withheld by the Company on the date of the exercise to pay the exercise price and tax withholding obligations, resulting in 71,655 shares of Common Stock being issued to the Reporting Person on a net basis.
- [F2]Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022.
- [F3]Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.
- [F4]Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.
- [F5]Includes restricted stock units granted on March 1, 2023 that vest 100% on March 1, 2024.
- [F6]These shares of Common Stock were not sold in an open-market transaction.
- [F7]Fully vested and exercisable.
Documents
Issuer
Metropolitan Bank Holding Corp.
CIK 0001476034
Entity typeother
Related Parties
1- filerCIK 0001720742
Filing Metadata
- Form type
- 4
- Filed
- Jul 13, 8:00 PM ET
- Accepted
- Jul 14, 4:50 PM ET
- Size
- 17.4 KB