CaixaBank, S.A. 3

3 · New Mountain Guardian IV Income Fund, L.L.C. · Filed Jul 21, 2023

Insider Transaction Report

Form 3
Period: 2023-07-21
Holdings
  • LLC Interests

    (indirect: See Footnote)
    5,400
  • LLC Interests

    (indirect: See Footnote)
    326,600
  • LLC Interests

    (indirect: See Footnote)
    218,000
Footnotes (3)
  • [F1]Represents securities held directly by Pensions Caixa 2, Fondo De Pensiones ("Pension Fund 2"). Vidacaixa, S.A.U. De Seguros Y Reaseguros ("Vidacaixa") serves as the investment manager to Pension Fund 2. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
  • [F2]Represents securities held directly by Pensions Caixa 30, Fondo De Pensiones ("Pension Fund 30"). Vidacaixa serves as the investment manager to Pension Fund 30. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
  • [F3]Represents securities held directly by Vidacaixa. Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Documents

1 file
  • 3
    tm2321784-1_3seq1.xmlPrimary

    OWNERSHIP DOCUMENT