4//SEC Filing
Kim Na Yeon 4
Accession 0001104659-23-084965
CIK 0001638287other
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 6:08 AM ET
Size
10.9 KB
Accession
0001104659-23-084965
Insider Transaction Report
Form 4
Kim Na Yeon
Director10% Owner
Transactions
- Award
Common Stock
2023-07-27+87,500→ 88,959 total - Award
Common Stock
2023-07-27+12,500→ 101,459 total
Holdings
- 4,671(indirect: Held by E&Investment Inc.)
Common Stock
- 37,373(indirect: Held by The E&Healthcare Investment Fund No. 6)
Common Stock
- 62,159(indirect: Held by The E&Healthcare Investment Fund No. 7)
Common Stock
- 96,351(indirect: Held by The E&Healthcare Investment Fund II)
Common Stock
Footnotes (5)
- [F1]Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan.
- [F2]50% of the RSUs vested immediately, and the remainder will vest in two equal installments on each subsequent anniversary of the date of grant, subject to continuing service.
- [F3]The share amount has been adjusted to reflect the reverse stock split effective on September 12, 2022 whereby each thirty shares issued and outstanding prior to the split were combined and converted into one share of common stock.
- [F4]Vests on the earlier of July 27, 2024 or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to continuing service.
- [F5]Ms. Kim is the Chief Executive Officer of E&Investment, Inc., which is the sole general partner of The E&Healthcare Investment Fund II, The E&Healthcare Investment Fund No. 6 and The E&Investment Healthcare Fund No. 7, and as such, has voting and investment control over the shares held by E&Investment and its affiliated funds. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
Documents
Issuer
NeuroBo Pharmaceuticals, Inc.
CIK 0001638287
Entity typeother
Related Parties
1- filerCIK 0001794779
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 6:08 AM ET
- Size
- 10.9 KB