4//SEC Filing
Kimmel Colleen 4
Accession 0001104659-23-087854
CIK 0001680379other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 4:18 PM ET
Size
8.1 KB
Accession
0001104659-23-087854
Insider Transaction Report
Form 4
Kimmel Colleen
VP and General Counsel
Transactions
- Disposition to Issuer
Common Stock
2023-06-16−16,710→ 23,009 total - Other
Common Stock
2023-08-02$5.90/sh+308$1,817→ 23,317 total
Holdings
- 4,788(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Represents the forfeiture of unvested restricted stock awards in connection with the Reporting Person's resignation from all positions at Sterling Bancorp, Inc. and Sterling Bank and Trust, F.S.B., effective June 16, 2023, pursuant to the Sterling Bancorp, Inc. 2020 Omnibus Equity Incentive Plan.
- [F2]Due to a calculation error, the Company became aware that it withheld too many shares for the Reporting Person in satisfaction of tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person. The shares reported here were issued to the Reporting Person to correct this error.
- [F3]The reporting person holds units in the issuer's unitized stock fund in the Sterling Bank & Trust 401(k) Plan (the "401(k) Plan"), consisting primarily of the issuer's Common Stock and the remainder in cash or cash equivalents. The number of shares in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and attributed to the reporting person as a 401(k) Plan participant.
Documents
Issuer
Sterling Bancorp, Inc.
CIK 0001680379
Entity typeother
Related Parties
1- filerCIK 0001826525
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 4:18 PM ET
- Size
- 8.1 KB