HAMWEE ROBERT 4
4 · New Mountain Finance Corp · Filed Aug 4, 2023
Insider Transaction Report
Form 4
HAMWEE ROBERT
CEO & President
Transactions
- Sale
Common Stock
2023-07-27$12.86/sh−15$193→ 549,373.11 total
Holdings
- 12,000(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on June 17, 2022.
- [F2]A portion of Mr. Hamwee's shares are directly held in an account that permits the account manager to dispose of securities held therein to cover an annual management fee related to such account. On July 27, 2023, without Mr. Hamwee's knowledge, the sale reflected in this report was initiated by the account manager with the proceeds being used to cover the annual management fee. Mr. Hamwee was unaware of the transaction, and has since taken action to ensure prompt notification of subsequent dispositions by the account manager.