4//SEC Filing
DICKINSON DANIEL M 4
Accession 0001104659-23-087957
CIK 0000018230other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 7:32 PM ET
Size
5.9 KB
Accession
0001104659-23-087957
Insider Transaction Report
Form 4
DICKINSON DANIEL M
Director
Transactions
- Other
Phantom Stock Unis
2023-08-03$284.50/sh−9,982$2,839,879→ 20,267 total→ Common Stock (9,982 underlying)
Footnotes (4)
- [F1]Each Phantom Stock unit is equilvant to one share of Caterpillar Inc. common stock.
- [F2]Intra-plan transfer pursuannt to the Caterpillar Inc. Director's Deferred Compensation Plan.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustment for dividends accrued.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001264714
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 7:32 PM ET
- Size
- 5.9 KB