DICKINSON DANIEL M 4
4 · CATERPILLAR INC · Filed Aug 4, 2023
Insider Transaction Report
Form 4
DICKINSON DANIEL M
Director
Transactions
- Other
Phantom Stock Unis
2023-08-03$284.50/sh−9,982$2,839,879→ 20,267 total→ Common Stock (9,982 underlying)
Footnotes (4)
- [F1]Each Phantom Stock unit is equilvant to one share of Caterpillar Inc. common stock.
- [F2]Intra-plan transfer pursuannt to the Caterpillar Inc. Director's Deferred Compensation Plan.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustment for dividends accrued.