4//SEC Filing
Roman DBDR Tech Sponsor LLC 4
Accession 0001104659-23-094971
CIK 0001823144other
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 6:47 PM ET
Size
6.6 KB
Accession
0001104659-23-094971
Insider Transaction Report
Form 4
Roman DBDR Tech Sponsor LLC
10% Owner
Transactions
- Sale
Warrant
2023-08-22$0.07/sh−7,792,056$506,484→ 300,000 totalExercise: $11.50From: 2022-01-26Exp: 2026-12-27→ Class A Common Stock (7,792,056 underlying)
Footnotes (2)
- [F1]The price reported in Column 8 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Documents
Issuer
CompoSecure, Inc.
CIK 0001823144
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001824499
Filing Metadata
- Form type
- 4
- Filed
- Aug 23, 8:00 PM ET
- Accepted
- Aug 24, 6:47 PM ET
- Size
- 6.6 KB