4//SEC Filing
Lippe Robert A 4
Accession 0001104659-23-098427
CIK 0001819576other
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 8:11 PM ET
Size
9.5 KB
Accession
0001104659-23-098427
Insider Transaction Report
Form 4
Liquidia CorpLQDA
Lippe Robert A
Chief Operations Officer
Transactions
- Exercise/Conversion
Common Stock
2023-08-31+1,719→ 193,072 total - Exercise/Conversion
Restricted Stock Unit
2023-08-31−1,719→ 107,880 total→ Common Stock (1,719 underlying) - Sale
Common Stock
2023-08-31$6.88/sh−505$3,474→ 192,567 total
Footnotes (5)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- [F2]On January 16, 2022, the Reporting Person was granted 27,500 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 10,313 have vested through August 31, 2023.
- [F3]Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4, (ii) 10,833 RSUs granted to the Reporting Person on March 18, 2020, 8,802 of which have vested as of the date of this Form 4, and (iii) 1,707 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023.
- [F4]These shares were sold to cover taxes associated with the settlement of RSUs.
- [F5]Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 2, 2022.
Documents
Issuer
Liquidia Corp
CIK 0001819576
Entity typeother
Related Parties
1- filerCIK 0001600757
Filing Metadata
- Form type
- 4
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 8:11 PM ET
- Size
- 9.5 KB