Digital Transformation Sponsor LLC 4

4 · American Oncology Network, Inc. · Filed Sep 20, 2023

Insider Transaction Report

Form 4
Period: 2023-09-20
Transactions
  • Other

    Class A Common Stock

    2023-09-20+8,112,5008,112,500 total
  • Other

    Warrants

    2023-09-20+6,113,3330 total
    Exercise: $11.50From: 2023-09-20Exp: 2028-09-20Common Stock (0 underlying)
Footnotes (2)
  • [F1]Represents Class A common stock converted into shares of Class A common stock of American Oncology Network, Inc. ("New AON") through a series of transactions pursuant to that certain Business Combination Agreement, dated June 14, 2023, as amended, by and among the Issuer, American Oncology Network, LLC, a Delaware limited liability company, GEF AON Holdings Corp., a Delaware corporation, and DTOC Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer.
  • [F2]Mr. Kevin Nazemi is manager of Digital Transformation Sponsor LLC (the "Sponsor"). As such, Mr. Nazemi has sole voting and dispositive power with respect to the Class A common shares of New AON owned by the Sponsor and thus is the beneficial owner of such shares.

Documents

1 file
  • 4
    tm2326603-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT