Schmid Keith 4
4 · PLUG POWER INC · Filed Sep 21, 2023
Insider Transaction Report
Form 4
PLUG POWER INCPLUG
Schmid Keith
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2023-09-15$0.57/sh+100,000$57,000→ 517,971 total - Tax Payment
Common Stock
2023-09-15$8.52/sh−13,139$111,944→ 504,832 total - Exercise/Conversion
Stock Option (right to buy)
2023-09-15−100,000→ 0 totalExercise: $0.57Exp: 2023-10-23→ Common Stock (100,000 underlying)
Holdings
- 46,153(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Represents shares tendered to the Issuer as payment of the exercise price of stock options and tax liability, based on the closing price of the Issuer's common stock on September 15, 2023 of $8.52 per share.
- [F2]Reporting Person holds 46,153 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 20, 2023.
- [F3]The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.