Pensions Caixa 2, Fondo De Pensiones 4
4 · New Mountain Guardian IV Income Fund, L.L.C. · Filed Oct 19, 2023
Insider Transaction Report
Form 4
Pensions Caixa 2, Fondo De Pensiones
10% Owner
Transactions
- Purchase
LLC Interests
2023-10-17$10.00/sh+8,100$81,000→ 13,500 total(indirect: See Footnote) - Purchase
LLC Interests
2023-10-17$10.00/sh+327,000$3,270,000→ 545,000 total(indirect: See Footnote) - Purchase
LLC Interests
2023-10-17$10.00/sh+489,900$4,899,000→ 816,500 total(indirect: See Footnote)
Footnotes (4)
- [F1]On October 17, 2023, the Issuer delivered a capital drawdown notice and upon delivery of such notice, each Reporting Person became obligated to purchase LLC Interests, which purchase is expected to close on or about October 31, 2023.
- [F2]Represents securities held directly by Pensions Caixa 2, Fondo De Pensiones ("Pension Fund 2"). Vidacaixa, S.A.U. De Seguros Y Reaseguros ("Vidacaixa") serves as the investment manager to Pension Fund 2. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
- [F3]Represents securities held directly by Pensions Caixa 30, Fondo De Pensiones ("Pension Fund 30"). Vidacaixa serves as the investment manager to Pension Fund 30. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
- [F4]Represents securities held directly by Vidacaixa. Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.