4//SEC Filing
WYNNEFIELD PARTNERS SMALL CAP VALUE LP 4
Accession 0001104659-23-112947
CIK 0001442236other
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 4:15 PM ET
Size
26.1 KB
Accession
0001104659-23-112947
Insider Transaction Report
Form 4
WYNNEFIELD CAPITAL INC
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share ("Common Stock")
2023-10-27$7.25/sh+1,563$11,332→ 1,262,203 total - Purchase
Common Stock
2023-10-30$7.25/sh+2,625$19,024→ 1,264,828 total - Purchase
Common Stock
2023-10-27$7.25/sh+1,641$11,897→ 1,415,583 total(indirect: See Footnotes) - Purchase
Common Stock
2023-10-30$7.25/sh+2,755$19,966→ 1,418,338 total(indirect: See Footnotes)
Transactions
- Purchase
Common Stock
2023-10-27$7.25/sh+1,641$11,897→ 1,415,583 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share ("Common Stock")
2023-10-27$7.25/sh+1,563$11,332→ 1,262,203 total - Purchase
Common Stock
2023-10-30$7.25/sh+2,755$19,966→ 1,418,338 total(indirect: See Footnotes) - Purchase
Common Stock
2023-10-30$7.25/sh+2,625$19,024→ 1,264,828 total
WYNNEFIELD CAPITAL MANAGEMENT LLC
10% Owner
Transactions
- Purchase
Common Stock
2023-10-30$7.25/sh+2,625$19,024→ 1,264,828 total - Purchase
Common Stock, $0.001 par value per share ("Common Stock")
2023-10-27$7.25/sh+1,563$11,332→ 1,262,203 total - Purchase
Common Stock
2023-10-27$7.25/sh+1,641$11,897→ 1,415,583 total(indirect: See Footnotes) - Purchase
Common Stock
2023-10-30$7.25/sh+2,755$19,966→ 1,418,338 total(indirect: See Footnotes)
Transactions
- Purchase
Common Stock, $0.001 par value per share ("Common Stock")
2023-10-27$7.25/sh+1,563$11,332→ 1,262,203 total - Purchase
Common Stock
2023-10-30$7.25/sh+2,625$19,024→ 1,264,828 total - Purchase
Common Stock
2023-10-27$7.25/sh+1,641$11,897→ 1,415,583 total(indirect: See Footnotes) - Purchase
Common Stock
2023-10-30$7.25/sh+2,755$19,966→ 1,418,338 total(indirect: See Footnotes)
OBUS NELSON
10% Owner
Transactions
- Purchase
Common Stock
2023-10-27$7.25/sh+1,641$11,897→ 1,415,583 total(indirect: See Footnotes) - Purchase
Common Stock
2023-10-30$7.25/sh+2,755$19,966→ 1,418,338 total(indirect: See Footnotes) - Purchase
Common Stock
2023-10-30$7.25/sh+2,625$19,024→ 1,264,828 total - Purchase
Common Stock, $0.001 par value per share ("Common Stock")
2023-10-27$7.25/sh+1,563$11,332→ 1,262,203 total
Transactions
- Purchase
Common Stock, $0.001 par value per share ("Common Stock")
2023-10-27$7.25/sh+1,563$11,332→ 1,262,203 total - Purchase
Common Stock
2023-10-30$7.25/sh+2,625$19,024→ 1,264,828 total - Purchase
Common Stock
2023-10-27$7.25/sh+1,641$11,897→ 1,415,583 total(indirect: See Footnotes) - Purchase
Common Stock
2023-10-30$7.25/sh+2,755$19,966→ 1,418,338 total(indirect: See Footnotes)
Transactions
- Purchase
Common Stock
2023-10-27$7.25/sh+1,641$11,897→ 1,415,583 total(indirect: See Footnotes) - Purchase
Common Stock
2023-10-30$7.25/sh+2,755$19,966→ 1,418,338 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share ("Common Stock")
2023-10-27$7.25/sh+1,563$11,332→ 1,262,203 total - Purchase
Common Stock
2023-10-30$7.25/sh+2,625$19,024→ 1,264,828 total
LANDES JOSHUA
10% Owner
Transactions
- Purchase
Common Stock
2023-10-30$7.25/sh+2,755$19,966→ 1,418,338 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share ("Common Stock")
2023-10-27$7.25/sh+1,563$11,332→ 1,262,203 total - Purchase
Common Stock
2023-10-30$7.25/sh+2,625$19,024→ 1,264,828 total - Purchase
Common Stock
2023-10-27$7.25/sh+1,641$11,897→ 1,415,583 total(indirect: See Footnotes)
Footnotes (5)
- [F1]The Reporting Person directly beneficially owns 1,264,828 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.
- [F2]The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were purchased in multiple transactions at prices ranging from $7.23-$7.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- [F3]The Reporting Person has an indirect beneficial ownership interest in 825,037 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns.
- [F4]The Reporting Person has an indirect beneficial ownership interest in 328,498 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.
- [F5]The Reporting Person has an indirect beneficial ownership interest in 264,803 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.
Documents
Issuer
Quest Resource Holding Corp
CIK 0001442236
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000899083
Filing Metadata
- Form type
- 4
- Filed
- Oct 30, 8:00 PM ET
- Accepted
- Oct 31, 4:15 PM ET
- Size
- 26.1 KB