CHARLES & COLVARD LTD·4

Nov 16, 6:02 PM ET

O'CONNELL DON 4

4 · CHARLES & COLVARD LTD · Filed Nov 16, 2023

Insider Transaction Report

Form 4
Period: 2023-11-14
O'CONNELL DON
DirectorPresident & CEO
Transactions
  • Award

    Stock Option (Right to Buy)

    2023-11-14+100,000100,000 total
    Exercise: $0.30Exp: 2033-11-14Common Stock (100,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2023-11-14+150,000150,000 total
    Exercise: $0.30Exp: 2033-11-14Common Stock (150,000 underlying)
Holdings
  • Common Stock

    451,114
Footnotes (2)
  • [F1]Option vested immediately upon grant date of November 14, 2023.
  • [F2]Option will vest, subject to achievement of performance goals, on July 31, 2024, pursuant to Charles & Colvard, Ltd.'s Fiscal 2024 Executive Equity Incentive Program (the "Plan").

Documents

1 file
  • 4
    tm2330963-2_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT