SYKES OLLIN B 4
4 · CHARLES & COLVARD LTD · Filed Nov 16, 2023
Insider Transaction Report
Form 4
SYKES OLLIN B
Director
Transactions
- Purchase
Common Stock
2023-11-15$0.36/sh+42,300$15,156→ 153,800 total(indirect: By IRA) - Purchase
Common Stock
2023-11-14$0.32/sh+100,000$31,810→ 736,421 total - Purchase
Common Stock
2023-11-14$0.34/sh+20,000$6,748→ 65,787 total(indirect: By Spouse) - Purchase
Common Stock
2023-11-15$0.34/sh+69,800$23,886→ 135,587 total(indirect: By Spouse)
Holdings
- 95,358(indirect: By IRA)
Common Stock
- 1,550,000(indirect: By 401(k))
Common Stock
- 188,920(indirect: By IRA)
Common Stock
Footnotes (5)
- [F1]Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 375,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F2]Correction from previously disclosed quantity of 189,920 due to scrivener's error.
- [F3]Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.35 to $0.36, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
- [F4]Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.34 to $0.36, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
- [F5]Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.30 to $0.35, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.