CHARLES & COLVARD LTD·4

Nov 16, 7:08 PM ET

PETE CLINT J. 4

4 · CHARLES & COLVARD LTD · Filed Nov 16, 2023

Insider Transaction Report

Form 4
Period: 2023-11-14
Transactions
  • Award

    Stock Option (Right to Buy)

    2023-11-14+75,00075,000 total
    Exercise: $0.30Exp: 2033-11-14Common Stock (75,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2023-11-14+50,00050,000 total
    Exercise: $0.30Exp: 2033-11-14Common Stock (50,000 underlying)
Holdings
  • Common Stock

    199,828
  • Common Stock

    (indirect: By IRA)
    59,500
Footnotes (2)
  • [F1]Option vested immediately upon grant date of November 14, 2023.
  • [F2]Option will vest, subject to achievement of performance goals, on July 31, 2024, pursuant to Charles & Colvard, Ltd.'s Fiscal 2024 Executive Equity Incentive Program (the "Plan").

Documents

1 file
  • 4
    tm2330963-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT