4//SEC Filing
Gatto Mark 4
Accession 0001104659-23-119464
CIK 0001534254other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 2:48 PM ET
Size
5.2 KB
Accession
0001104659-23-119464
Insider Transaction Report
Form 4
Gatto Mark
DirectorCo-CEO and Co-Preisdent
Transactions
- Purchase
Common stock, $0.001 par value
2023-11-16$11.05/sh+905$10,000→ 42,204.39 total
Footnotes (1)
- [F1]Mr. Gatto is the record holder of 10,905 shares, and CION Investment Group, LLC ("CIG") is the record holder of 62,598.77 shares that includes 5,932.67 shares acquired under the Issuer's distribution reinvestment plan. Mr. Gatto, together with another individual, controls CIG and, as a result, may be deemed to be the indirect beneficial owner of one-half of the shares held by CIG. As permitted by Rule 16a-1(a)(4) under the Exchange Act, Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein.
Documents
Issuer
CION Investment Corp
CIK 0001534254
Entity typeother
Related Parties
1- filerCIK 0001553165
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 2:48 PM ET
- Size
- 5.2 KB