Gatto Mark 4
4 · CION Investment Corp · Filed Nov 17, 2023
Insider Transaction Report
Form 4
Gatto Mark
DirectorCo-CEO and Co-Preisdent
Transactions
- Purchase
Common stock, $0.001 par value
2023-11-16$11.05/sh+905$10,000→ 42,204.39 total
Footnotes (1)
- [F1]Mr. Gatto is the record holder of 10,905 shares, and CION Investment Group, LLC ("CIG") is the record holder of 62,598.77 shares that includes 5,932.67 shares acquired under the Issuer's distribution reinvestment plan. Mr. Gatto, together with another individual, controls CIG and, as a result, may be deemed to be the indirect beneficial owner of one-half of the shares held by CIG. As permitted by Rule 16a-1(a)(4) under the Exchange Act, Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein.