|4Nov 21, 6:30 AM ET

Palihapitiya Chamath 4

4 · PROKIDNEY CORP. · Filed Nov 21, 2023

Insider Transaction Report

Form 4
Period: 2023-11-19
Palihapitiya Chamath
DirectorChief Executive Officer10% Owner
Transactions
  • Sale

    Class A ordinary shares

    2023-11-19$1.31/sh2,073,000$2,713,5570 total(indirect: See footnote)
  • Sale

    Class A ordinary shares

    2023-11-19$1.31/sh5,183,367$6,785,0270 total(indirect: See footnote)
Holdings
  • Class A ordinary shares

    (indirect: See footnote)
    3,000,000
Footnotes (3)
  • [F1]Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be.
  • [F2]Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be.
  • [F3]Represents shares held by a trust for the benefit of Mr. Palihapitiya's immediate family.

Documents

1 file
  • 4
    tm2331132-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT