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4//SEC Filing

SYKES OLLIN B 4

Accession 0001104659-23-123621

CIK 0001015155other

Filed

Dec 4, 7:00 PM ET

Accepted

Dec 5, 4:15 PM ET

Size

9.1 KB

Accession

0001104659-23-123621

Insider Transaction Report

Form 4
Period: 2023-12-01
Transactions
  • Purchase

    Common Stock

    2023-12-01$0.44/sh+61,301$26,715250,221 total(indirect: By IRA)
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,550,000
  • Common Stock

    (indirect: By IRA)
    153,800
  • Common Stock

    736,421
  • Common Stock

    (indirect: By Spouse)
    135,587
  • Common Stock

    (indirect: By IRA)
    95,358
Footnotes (2)
  • [F1]Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 375,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  • [F2]Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.42 to $0.44, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Issuer

CHARLES & COLVARD LTD

CIK 0001015155

Entity typeother

Related Parties

1
  • filerCIK 0001258861

Filing Metadata

Form type
4
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 4:15 PM ET
Size
9.1 KB