4//SEC Filing
Lippe Robert A 4
Accession 0001104659-23-123737
CIK 0001819576other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 9:21 PM ET
Size
9.5 KB
Accession
0001104659-23-123737
Insider Transaction Report
Form 4
Liquidia CorpLQDA
Lippe Robert A
Chief Operations Officer
Transactions
- Exercise/Conversion
Common Stock
2023-11-30+1,718→ 194,285 total - Exercise/Conversion
Restricted Stock Unit
2023-11-30−1,718→ 15,469 total→ Common Stock (1,718 underlying) - Sale
Common Stock
2023-11-30$7.28/sh−497$3,618→ 193,788 total
Footnotes (5)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- [F2]On January 16, 2022, the Reporting Person was granted 27,500 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 12,031 have vested through November 30, 2023.
- [F3]Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4, (ii) 10,833 RSUs granted to the Reporting Person on March 18, 2020, 9,479 of which have vested as of the date of this Form 4, and (iii) 5,948 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023.
- [F4]These shares were sold to cover taxes associated with the settlement of RSUs.
- [F5]Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 2, 2022.
Documents
Issuer
Liquidia Corp
CIK 0001819576
Entity typeother
Related Parties
1- filerCIK 0001600757
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 9:21 PM ET
- Size
- 9.5 KB