4//SEC Filing
SYKES OLLIN B 4
Accession 0001104659-23-125071
CIK 0001015155other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 6:26 PM ET
Size
11.4 KB
Accession
0001104659-23-125071
Insider Transaction Report
Form 4
SYKES OLLIN B
Director
Transactions
- Purchase
Common Stock
2023-12-07$0.42/sh+25,000$10,615→ 1,575,000 total(indirect: By 401(k)) - Purchase
Common Stock
2023-12-08$0.40/sh+36,898$14,671→ 1,611,898 total(indirect: By 401(k))
Holdings
- 250,221(indirect: By IRA)
Common Stock
- 95,358(indirect: By IRA)
Common Stock
- 153,800(indirect: By IRA)
Common Stock
- 135,587(indirect: By Spouse)
Common Stock
- 736,421
Common Stock
Footnotes (3)
- [F1]Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 375,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F2]Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.41 to $0.43, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- [F3]Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.38 to $0.40, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
Documents
Issuer
CHARLES & COLVARD LTD
CIK 0001015155
Entity typeother
Related Parties
1- filerCIK 0001258861
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 6:26 PM ET
- Size
- 11.4 KB