Klein Mark D 4
4 · SURO CAPITAL CORP. · Filed Dec 13, 2023
Insider Transaction Report
Form 4
Klein Mark D
Director
Transactions
- Tax Payment
Common Stock
2023-12-11$4.27/sh−21,272$90,831→ 1,050,224 total
Footnotes (2)
- [F1]Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 11, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
- [F2]This total includes (i) 2,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii)(A) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 2021, December 10, 2021 and February 9, 2022, which are subject to certain vesting schedules, and (B) shares of the Company's common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.